Representative Broker-Dealer Clients

Lawyers in our Broker-Dealer Regulation Group deal with all aspects of the business conducted by U.S. and non-U.S. broker-dealers. A representative list of our broker-dealer clients includes:

• Barclays Capital

• Cantor Fitzgerald

• D. E. Shaw Securities, L.L.C.

• First Manhattan Co.

• Goldman, Sachs & Co.

• Morgan Stanley

• Nomura Securities

• RBC Capital Markets

• Sandler O'Neill & Partners

• SCB Securities

• Spear, Leeds & Kellogg Specialists LLC

• Thomas Weisel Partners

• UBS Securities

• Wachovia Capital Markets